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  • Home
  • Your profession

Your profession

Regulation

FCA charges two over unauthorised investment scheme

The Financial Conduct Authority (FCA) has charged two men with promoting and marketing an unauthorised investment scheme.

clock 29 April 2013 •

Your profession

TCF 'pioneer' Len Warwick dies

Len Warwick, who has been described by colleagues as a "pioneer" of professionalism and treating customers fairly (TCF) in financial services, has died aged 68.

clock 29 April 2013 •

Regulation

FCA names consumer panel chairman

Sue Lewis has been appointed chairman of the independent Financial Services Consumer Panel and will take up the post on 1 July.

clock 29 April 2013 •

Your profession

This week's Movers & Shakers

Who moved where in another busy week in financial services...

clock 29 April 2013 •

Regulation

FCA bans father and son duo over fake mortgage applications

The Financial Conduct Authority (FCA) has banned a father and son who were directors of Which Mortgage for submitting mortgage applications to high street lenders containing false and misleading information.

clock 29 April 2013 •

Economics / Markets

Five things clients will call you about this week

FIVE THINGS

clock 29 April 2013 •

Your profession

Think tank suggests govt offers free financial advice MOT at 50

Britons should be offered taxpayer-funded "financial MOTs" when they reach 50 to make sure they are prepared for retirement, a think tank has said.

clock 29 April 2013 •

Regulation

FOS appoints new independent assessor to probe complaints

The board of the Financial Ombudsman Service has appointed Amerdeep Somal as the new independent assessor for the service.

clock 26 April 2013 •

Your profession

Pru poaches Standard Life's Hunt for UK CEO role

Prudential has poached Jackie Hunt from Standard Life to give her the role of chief executive for its UK and European business.

clock 26 April 2013 •

Wrap/platforms

FCA to permit unit rebates

The Financial Conduct Authority (FCA) is to permit rebates from fund managers to platforms in cash, provided they are passed on to consumers in full in the form of additional units.

clock 26 April 2013 •
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