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  • Home
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Your profession

Regulation

RBS fined £5.6m for transaction reporting failings

The Royal Bank of Scotland (RBS) has been fined £5,620,300 by the Financial Conduct Authority (FCA) for incorrectly reporting transactions it made in wholesale markets and, in some instances, failing to report transactions at all.

clock 24 July 2013 •

Adviser tips

Armchair critic: Soap operas, Del Boy and you

ARMCHAIR CRITIC

clock 23 July 2013 •

Your profession

UK needs 5,000 extra advisers - Standard Life

The UK needs about 5,000 extra financial advisers to cope with the rising demand for retirement advice, research from Standard Life concludes.

clock 23 July 2013 •

Your profession

First-time advice seekers on the rise, says Axa

One in five consumers will seek out first time advice in order to prepare for retirement, according to Axa Wealth.

clock 23 July 2013 •

Regulation

Critics query report into dominance of 'big four' auditors

Auditors of some of Britain's biggest companies should have to re-apply for the tender at least every five years, the Competition Commission has recommended, as part of a probe examining the dominance of the ‘big four' accountancy groups.

clock 23 July 2013 •

Regulation

FCA drops second retrial in iSoft case

The Financial Conduct Authority (FCA) has dropped the persecution of three iSoft directors and the firm's ex-chairman, it announced today.

clock 22 July 2013 •

Regulation

FCA restarts disciplinary action against Keydata founder Ford

The Financial Conduct Authority (FCA) is preparing to restart its disciplinary action against Keydata founder Stewart Ford after his attempt to appeal a previous High Court ruling was quashed.

clock 22 July 2013 •

Technology

IFA firms crowdsource tech app

IFA firm Informed Choice is partnering with web development firm Codepotato to crowdsource a technology solution for IFA firms.

clock 22 July 2013 •

Your profession

Bellpenny acquires Entire Wealth Management

IFA acquirer and wealth manager Bellpenny has acquired Walton on Thames-based IFA Entire Wealth Management.

clock 22 July 2013 •

Your profession

Five things your clients will call you about this week

FIVE THINGS

clock 22 July 2013 •
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