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Your profession

Regulation

FCA uncovers 'specific' failings in unit-linked fund probe

The Association of British Insurers (ABI) is to enhance its guidance on unit-linked funds after a Financial Conduct Authority (FCA) probe uncovered "specific" failures in some insurers' governance of the investments.

clock 10 October 2013 •

Regulation

Consultancy warns firms the FCA expects them to do more to fight financial crime

The regulator's clamp-down on financial crime will have an effect on advisory firms who are often seen as the gate-keepers to financial services, a consultancy has said.

clock 10 October 2013 •

Your profession

Threesixty posts £192k profit for 2012

Support services firm Threesixty has reported a pre-tax profit of £191,217 for the year ending 2012, up from a £86,746 loss in 2011.

clock 10 October 2013 •

Adviser tips

Selling up? The essential ingredients to a successful sale

SELLING UP

clock 10 October 2013 •

Regulation

What advisers need to know about s166 reviews

REGULATION

clock 10 October 2013 • 3 min read

Adviser tips

'I can't get no...': How to gauge client satisfaction

SATISFACTION

clock 10 October 2013 •

Your profession

FOS rejects just one claim against Arch Cru advice

The Financial Ombudsman Service (FOS) has rejected only one claim at decision stage against advice to invest in Arch Cru, since it has started publishing complaints decisions in April.

clock 09 October 2013 •

Your profession

Bellpenny gains £75m FUM with IFA Meridan Park acquisition

Bellpenny, the national wealth manager and IFA acquirer, has completed the acquisition of Meridan Park Associates (MPA), an IFA based in Newbury, Berkshire.

clock 09 October 2013 •

Charging

Demand for fee-based advice unaffected by RDR - research

Despite fears that consumers would be unwilling to pay for financial advice post the retail distribution review (RDR), AXA's latest Big Money Index has found that one in four consumers are willing to pay for financial advice, the same number as pre-RDR....

clock 09 October 2013 •

Regulation

Obama to nominate Janet Yellen to head Federal Reserve

US President Barack Obama will nominate Federal Reserve vice-chair Janet Yellen to be the next head of the US central bank on Wednesday, according to a White House official.

clock 09 October 2013 •
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