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Your profession

Regulation

FCA plans to cut adviser fees under fee block reallocation

The Financial Conduct Authority (FCA) has set out plans to cut regulatory fees by reallocating advisers who have permissions to hold client money or safeguard and administer assets to different fee blocks.

clock 31 October 2013 •

Regulation

FCA launches study of cash savings market

The Financial Conduct Authority (FCA) is launching a study of the cash savings market, examining how accounts are sold and obstacles to switching among other aspects.

clock 31 October 2013 •

Wrap/platforms

FCA finds weak corruption defences at platforms and fund managers

Some asset management and platform firms are displaying "common weaknesses" in their defences against money laundering, bribery and corruption, the Financial Conduct Authority (FCA) has said.

clock 31 October 2013 •

RDR

Inducements, CCLs and RDR reviews: Looking back on a summer of regulation

REAR-VIEW

clock 31 October 2013 •

Adviser tips

Better Business: How to manage key man risk

V.I.P

clock 31 October 2013 •

Your profession

Commission by any other name

Fiona Murphy asks what the FCA's review into inducements from life offices means for the advice industry

clock 30 October 2013 •

Regulation

FCA writes to advised Arch Cru clients over low redress opt-ins

The Financial Conduct Authority (FCA) is writing to clients of advisers who reported a below average opt-in rate for its Arch Cru redress scheme - to ask if they believe they had been properly informed.

clock 30 October 2013 •

Regulation

FCA: We are concerned over funds' ability to meet liquidity promises

The Financial Conduct Authority (FCA) has expressed concerns over UCITS funds and exchange traded funds' (ETFs) ability to deliver on promises of daily liquidity for end-investors.

clock 30 October 2013 •

Regulation

FCA: Share class negotiations are sign of 'really healthy competition'

The Financial Conduct Authority's (FCA) head of asset management has given his stamp of approval to the current round of negotiations between asset managers and platforms, saying it is a good sign for industry pricing.

clock 30 October 2013 •

Regulation

Govt backs 'nudging' of long term care funders to IFAs

People should be ‘nudged' towards independent regulated financial advice when considering how they will fund their long term care, the government has said.

clock 30 October 2013 • 3 min read
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