Some asset management and platform firms are displaying "common weaknesses" in their defences against money laundering, bribery and corruption, the Financial Conduct Authority (FCA) has said.
A thematic review of 22 firms' systems and processes uncovered a series of faults, including inconsistent or absent methods of identifying risks posed by new customers and weaknesses in how firms followed...
Concerns surrounding risk management
Kept details private
Effective 1st December
Mix it with the big boys
Caroline Siarkiewicz has been appointed as chief executive of the Money and Pensions Service (Maps) after seven months in the position on a temporary basis.
Following 2019 acquisition
14 claims against it