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Your profession

Regulation

Three quarters of IFAs determined to stay independent - survey

Around three quarters of IFAs plan to stay independent despite a tougher stance from the regulator on the definition of independent advice, according to an industry survey.

clock 24 April 2014 •

Your profession

Lighthouse CEO Streatfield: Young clients hold the key to a firm's value

Advisers who embrace young clients despite their lack of wealth are building the foundation for a more valuable business, Lighthouse chief executive Malcom Streatfield has said.

clock 24 April 2014 •

Regulation

FCA concerned about compliance 'for the sake of it'

Compliance which adds little to the client experience except an extra layer of cost is on the regulator's radar as an area of concern it is investigating, Financial Conduct Authority (FCA) technical specialist Rory Percival has said.

clock 24 April 2014 •

Your profession

Lloyds hires Ex-Pru CEO as Scottish Widows chair

Former Prudential chief executive Nick Prettejohn has joined Lloyds Banking Group as a non-executive director and chairman of Scottish Widows.

clock 24 April 2014 •

Investment

Are fears of another tech bubble justified?

Are fears of another tech bubble justified?

clock 24 April 2014 •

Your profession

SimplyBiz acquires estate planning and will writing business

Adviser support services group SimplyBiz has acquired estate planning and will writing business APS Legal & Associates and its subsidiaries Simply Legal & Associates and Assured Probate Services.

clock 23 April 2014 •

Charging

How big is the threat to trail commission?

Just how big is the apparent threat to trail commission?

clock 23 April 2014 •

Regulation

Former Competition Commission chief joins FCA

The Financial Conduct Authority (FCA) has appointed former chief executive of the Competition Commission (CC) David Saunders as a senior adviser on competition.

clock 23 April 2014 •

Your profession

Add to basket: What if Amazon entered financial services?

Add to basket: What if Amazon entered financial services?

clock 22 April 2014 •

Income

Public only hears 'advice', says PFS chief Richards

How the industry distinguishes between 'advice' and 'guidance' is at odds with how the public perceives financial services, argues Personal Finance Society (PFS) chief executive Keith Richards.

clock 22 April 2014 •
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