Compliance which adds little to the client experience except an extra layer of cost is on the regulator's radar as an area of concern it is investigating, Financial Conduct Authority (FCA) technical specialist Rory Percival has said.
Speaking at a Distribution Technology conference in London yesterday, Percival (pictured) said the regulator has been looking into what may be excessive compliance, as firms try to ensure they don't fall...
Ahead of December deadline
Advisers should reconsider process
In preparation for December deadline
CISI Financial Planning conference
Following M&G suspension
No change in the 'near term'
UK goes to the polls on 12 December
Over the course of this week Professional Adviser has revealed the majority of the shortlists for our 2020 PA Awards, the winners of which will be announced at a black-tie dinner in February.
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