The Institute of Financial Planning (IFP) recorded a near-£18,000 deficit last year - its first loss in four years - despite an increase in members.
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The scale of commissions taken by HSBC bank advisers for one-off pension transfer work has been revealed in a judgement delivered by the Financial Ombudsman Service (FOS).
Veteran business journalist Jeff Randall has been brought on board at Prudential as a senior adviser to chief executive Tidjane Thiam.
A lawyer who spent six years in the financial regulator's enforcement team has expressed doubts over his former employer's product promotions rules.
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Another Keydata adviser has been declared in default by the Financial Services Compensation scheme (FSCS), as it published a new list of 28 advice firms unable to meet claims against them.