National IFA Fairstone Financial Management - formerly Moneygate Financial Services - has sought the help of paraplanning outfit Para-Sols to build a bespoke support service for its advisers.
Network Tenet has been authorised by the Financial Conduct Authority (FCA) to provide a full range of consumer credit services.
The regulator is set to meet members of the Tax Incentivised Savings Association (TISA) to discuss re-registration rules, with the trade body reiterating to platforms best practice guidelines when dealing with super clean share classes after issues arose...
The Financial Ombudsman Service (FOS) has ruled a financial adviser did not pressurise an investor to buy 600 company shares after listening to recordings of their conversations.
The Financial Conduct Authority (FCA) is seeking examples of occasions the industry suspects it may have applied its rules after the fact with the benefit of hindsight.
A listed national IFA has joined the Caerus network after deciding the "time was not right" to become directly authorised (DA).
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The chair of the Financial Services Consumer Panel (FSCP) has offered harsh criticism of firms' efforts to improve how they deal with clients, saying she doesn't believe most have embraced the idea of treating customers fairly.