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Your profession

Your profession

Para-Sols links with Fairstone for paraplanning service

National IFA Fairstone Financial Management - formerly Moneygate Financial Services - has sought the help of paraplanning outfit Para-Sols to build a bespoke support service for its advisers.

clock 22 August 2014 •

Regulation

Tenet gains consumer credit authorisation

Network Tenet has been authorised by the Financial Conduct Authority (FCA) to provide a full range of consumer credit services.

clock 22 August 2014 •

Wrap/platforms

FCA to meet with TISA as trade body sends re-reg reminder

The regulator is set to meet members of the Tax Incentivised Savings Association (TISA) to discuss re-registration rules, with the trade body reiterating to platforms best practice guidelines when dealing with super clean share classes after issues arose...

clock 22 August 2014 •

Regulation

FOS backs adviser after listening to client recording

The Financial Ombudsman Service (FOS) has ruled a financial adviser did not pressurise an investor to buy 600 company shares after listening to recordings of their conversations.

clock 22 August 2014 •

Regulation

FCA calls for examples of retrospective regulation

The Financial Conduct Authority (FCA) is seeking examples of occasions the industry suspects it may have applied its rules after the fact with the benefit of hindsight.

clock 21 August 2014 •

Your profession

National IFA opts against direct authorisation to join Caerus

A listed national IFA has joined the Caerus network after deciding the "time was not right" to become directly authorised (DA).

clock 21 August 2014 •

Technology

How to be a brilliant blogger (by brilliant bloggers)

How to be a brilliant blogger (by brilliant bloggers)

clock 21 August 2014 • 8 min read

Investment

The case for collective DC... and other top Financial Library downloads

The case for collective DC... and other top downloads

clock 21 August 2014 •

Adviser tips

Mark Polson: The hell with strategy and 'big picture' - find what matters

The hell with strategy and 'big picture' - find what matters

clock 21 August 2014 •

Regulation

Consumer Panel chair launches scathing attack on firms' TCF duty

The chair of the Financial Services Consumer Panel (FSCP) has offered harsh criticism of firms' efforts to improve how they deal with clients, saying she doesn't believe most have embraced the idea of treating customers fairly.

clock 20 August 2014 •
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