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Your profession

Regulation

FCA roadshow presentations 'rated 9 out of 10' by advisers

Advisers have rated Financial Conduct Authority (FCA) presentations above 90% for the second quarter in a row, according to a survey by the Personal Finance Society (PFS).

clock 21 October 2014 •

Regulation

FCA: Guidance should help people ask questions, not give answers

The Financial Conduct Authority (FCA) expects the guidance guarantee to "help people understand the questions they should be asking", not offer choices for them, director of policy David Geale has told MPs.

clock 21 October 2014 •

Regulation

FOS reports rise in annuity and income drawdown complaints

Complaints to the Financial Ombudsman Service (FOS) about annuities and income drawdown products have seen an uptick the since the March Budget, new figures have shown.

clock 21 October 2014 •

Your profession

Adviser noticeboard (20-24 Oct)

Our weekly heads-up on events, people moves and other bits for professional financial advisers...

clock 20 October 2014 •

Your profession

Touché: One IFA's video response to life co's 'dinosaurs' jibe

Independent advice firm Informed Choice has produced a short video in response to life office Beagle Street's 'exhibition' parading IFAs as 'extinct dinosaurs'...

clock 20 October 2014 •

Regulation

Govt U-turns on MAS role in guidance guarantee

The retirement guidance guarantee will not be delivered by the Money Advice Service (MAS), the Treasury has said, in a reversal of the government's previous announcement.

clock 19 October 2014 •

Regulation

'Keep clients happy? We're too busy pleasing FCA'

The FCA's Rory Percival is unimpressed by firms seeking to 'please the regulator'. But what other option do firms have?

clock 17 October 2014 • 5 min read

Regulation

The court case we all thought was a victory for the client

The court case we all thought was a victory for the client

clock 17 October 2014 •

Wrap/platforms

Mark Polson: The (real) secret to picking platforms

The (real) secret to picking platforms

clock 17 October 2014 •

Charging

HSBC to review pension transfers following FOS trail ruling

HSBC is to review historical pension transfer cases to see if it is earning trail income for ongoing advice it is not delivering.

clock 16 October 2014 •
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