Your profession
Regulation
Financial services firms are failing to properly monitor and record their social media activity leading to increased compliance risks, a study has found.
17 July 2015
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Regulation
The chief executive of the Financial Conduct Authority (FCA) Martin Wheatley is to step down in September, the regulator announced today, because the Treasury wanted a change of leadership.
17 July 2015
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Your profession
Business is booming for advisers, according to a poll that signals increasing profitability and confidence in the sector two years after the rule change doomsayers said would herald its demise.
17 July 2015
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Regulation
Advisers should tailor their ongoing services to their clients and don't need to see all of them annually to satisfy an unwritten rule about treating active customers fairly, Prudential head of business consultancy Paul Harrison has said.
17 July 2015
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