Regulation

Regulation

Treasury Committee LCF inquiry urges more 'interventionist' FCA

Regulator faces further pressure in wake of scandal

clock 24 June 2021 • 3 min read

Regulation

Government U-turns on Online Safety Bill; Fraud legislation to protect from financial scams

'Significant concern'

clock 17 June 2021 • 2 min read

Regulation

FCA warns on UK crypto use increase despite gaps in understanding

2.3 million adults hold cryptoassets

clock 17 June 2021 • 2 min read

Regulation

Michael Findlay to chair FCA's Markets Practitioner Panel

From 1 July

clock 15 June 2021 • 1 min read

Regulation

More 'skin in the game'? interactive investor calls for US-style fund disclosure rules

Overhaul of transparency guidance urged

clock 08 June 2021 • 3 min read

Regulation

Steven Levin: Now is the time to scrap the 10% rule

Currently suspended

clock 02 June 2021 • 4 min read

Your profession

Legacy Caerus SIPP complaint sees Quilter compensate client

Missed out on investment gains

clock 27 May 2021 • 4 min read

Your profession

Guaranteed returns and 26 complaints: A cold calling campaign that saw £870k in poorly transferred pensions

Cold calls and home visits

clock 26 May 2021 • 5 min read

Regulation

FOS complaints data: SIPP gripes top 3,000 with 56% upheld

Complaints data for 2020/21

clock 26 May 2021 • 3 min read

Regulation

FOS upholds poor pension communication complaint against Aviva

Investor was in poor health

clock 24 May 2021 • 2 min read