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Regulation

Regulation

Government scheme to compensate London Capital & Finance investors after 'regulatory failings'

Mini-bond holders to receive 80% of initial investment

clock 20 April 2021 • 2 min read

Regulation

FOS sets £260m budget for 2021/22 as caseload rockets

Predicts 45% increase in cases

clock 31 March 2021 • 2 min read

Regulation

Think tank brands FOS 'unfit for purpose' in damning report

Questions over fairness

clock 31 March 2021 • 3 min read

Regulation

Govt committee calls for 'quick and decisive' action to prevent pension scams

'Largely underreported'

clock 29 March 2021 • 5 min read

Regulation

Why cybercrime protection is increasingly important for advice businesses

More sophisticated scammers

clock 29 March 2021 • 5 min read

Regulation

High Court fines firm's boss over unauthorised WhatsApp investment advice

Restitution of £530,000+

clock 25 March 2021 • 1 min read

Regulation

Chris Davies: PRODing CIP suitability

Joined-up approach

clock 25 March 2021 • 4 min read

Regulation

L&G told to compensate client over investment advice given 25 years ago

'Too risky'

clock 25 March 2021 • 4 min read

Regulation

Libby Holding: Why Lasting Power of Attorney is in everyone's best interest

Case study

clock 25 March 2021 • 4 min read

Regulation

FCA boosts measures to encourage whistleblowers

Regulator launches ‘In confidence, with confidence’ campaign

clock 24 March 2021 • 2 min read
596061
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