Regulation

Regulation

SM&CR sparks just one enforcement action in nearly five years

FOI reveals

clock 27 October 2020 • 2 min read

Retirement

Insistent client DB transfer ends in FOS complaint against Chase de Vere

Transfer did not proceed

clock 21 October 2020 • 3 min read

Your profession

PA360 Digital: Covid-19 crisis highlights vulnerable client policy importance

Martin Lines outlines key issues

clock 20 October 2020 • 2 min read

Regulation

Mark Greenwood: Two months left to get fit (and proper)

Fit and proper deadline

clock 08 October 2020 • 4 min read

Technology

Chris Davies: Practical steps to curb cyber-security risk

An IT or regulatory challenge?

clock 07 October 2020 • 4 min read

Regulation

FCA bans sale of crypto-derivatives to retail investors

Ban to save consumers £53m per year

clock 06 October 2020 • 1 min read

Regulation

PIMFA survey highlights soaring FSCS fees and adviser distrust in scheme

Levies up more than 100% in five years

clock 05 October 2020 • 3 min read

Regulation

Regulator extends 10% drop rule suspension for additional six months

Covid-19 hiatus

clock 01 October 2020 • 2 min read

Regulation

FCA takes aim at tech giants in calls for law change to tackle online scams

Second annual regulatory Perimeter Report

clock 29 September 2020 • 2 min read

Your profession

Midlands firm fails leaving almost 30 FSCS compensation claims

Lost permissions two years ago

clock 17 September 2020 • 1 min read