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Regulation

 Ann-Marie McElhinney: Why advisers should act now on Consumer Duty

Regulation

 Ann-Marie McElhinney: Why advisers should act now on Consumer Duty

'Clock is already ticking'

clock 23 June 2022 • 5 min read
Half of advisers look to platforms for Consumer Duty support - abrdn

Regulation

Half of advisers look to platforms for Consumer Duty support - abrdn

'Tackle the knowledge barrier'

clock 22 June 2022 • 3 min read
Cancer insurance fraudster jailed for six years over £1.8m scam

Regulation

Cancer insurance fraudster jailed for six years over £1.8m scam

Received £1.2m from protection policy

clock 20 June 2022 • 3 min read
Across the pond: SEC considering treating index providers as investment advisers

Regulation

Across the pond: SEC considering treating index providers as investment advisers

No longer 'data providers'

clock 17 June 2022 • 1 min read
MPs warn govt against weakening financial regulation standards

Regulation

MPs warn govt against weakening financial regulation standards

Opportunities for simplification

clock 16 June 2022 • 2 min read
Vince Smith-Hughes: Marrying Consumer Duty and client income

Regulation

Vince Smith-Hughes: Marrying Consumer Duty and client income

Consumer Duty rules

clock 16 June 2022 • 8 min read
DB transfer specialist returns to trading after 30-month FCA investigation

Regulation

DB transfer specialist returns to trading after 30-month FCA investigation

£300k in legal fees

clock 14 June 2022 • 2 min read
FOS invites feedback on proposed funding model changes

Regulation

FOS invites feedback on proposed funding model changes

Open until 5 August

clock 14 June 2022 • 4 min read
Credit Suisse put on FCA watchlist - reports

Regulation

Credit Suisse put on FCA watchlist - reports

Follows a series of scandals

clock 13 June 2022 • 2 min read
SEC investigating Goldman Sachs AM over ESG claims - reports

Regulation

SEC investigating Goldman Sachs AM over ESG claims - reports

Regulator increasingly vigilant on topic

clock 13 June 2022 • 1 min read
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