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Regulation

FCA rules out Woodford report unless enforcement action is taken

Regulation

FCA rules out Woodford report unless enforcement action is taken

FCA annual public meeting held on 12 October

clock 12 October 2022 • 2 min read
Consumer Duty: Ensuring firms comply and continue to compete

Regulation

Consumer Duty: Ensuring firms comply and continue to compete

Firms have until the end of the month to sort Consumer Duty compliance

clock 12 October 2022 • 4 min read
FCA's advice/guidance boundary review to tackle 'practical difficulties'

Regulation

FCA's advice/guidance boundary review to tackle 'practical difficulties'

Sarah Pritchard says review laying groundwork for future change

clock 12 October 2022 • 2 min read
PA360 North: Advisers must 'start now' on Consumer Duty implementation

Regulation

PA360 North: Advisers must 'start now' on Consumer Duty implementation

Regulator will not prescribe on Consumer Duty compliance

clock 05 October 2022 • 2 min read
All eyes on the boundary between guidance and advice

Regulation

All eyes on the boundary between guidance and advice

Could lead to business plan shake-up at regulated firms

clock 29 September 2022 • 3 min read
SPP flags range of issues with FCA transfer advice redress consultation

Pensions

SPP flags range of issues with FCA transfer advice redress consultation

Society highlights series of problems it foresees with regulator’s plans

clock 27 September 2022 • 2 min read
Mini Budget 22: Government to 'scrap' Solvency II to boost investment

Regulation

Mini Budget 22: Government to 'scrap' Solvency II to boost investment

Chancellor says replacing EU law with rules ‘tailor made for the UK’ will free up billions

clock 23 September 2022 • 1 min read
FOS complaints figures near 73,000 in first half of 2022

Regulation

FOS complaints figures near 73,000 in first half of 2022

H1 complaints data showed uphold rate of 37% in consumers’ favour

clock 22 September 2022 • 1 min read
Why Consumer Duty points to the emotional value of advice

Regulation

Why Consumer Duty points to the emotional value of advice

'The emotional value of advice may be imperative and transformational'

clock 21 September 2022 • 5 min read
FCA to impose £50m fine on Link Fund Solutions over Woodford failings

Regulation

FCA to impose £50m fine on Link Fund Solutions over Woodford failings

In addition to £306m redress linked to the collapse of Neil Woodford's venture

clock 21 September 2022 • 2 min read
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