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Regulation

Treasury committed to imminent SMCR call for evidence

Regulation

Treasury committed to imminent SMCR call for evidence

Alongside a separate joint discussion paper by FCA/PRA

clock 21 March 2023 • 2 min read
FSCS declares SIPP provider in default after lengthy investigation

Regulation

FSCS declares SIPP provider in default after lengthy investigation

Involved overseas IFA recommending high-risk SIPP transfers

clock 20 March 2023 • 1 min read
Call to take advised business out of the post-PRIIPs product regime

Regulation

Call to take advised business out of the post-PRIIPs product regime

PIMFA's six-point plan to reform post-PRIIPs disclosure requirements

clock 07 March 2023 • 2 min read
Does financial services face 2023 'regulatory aftershock'?

Regulation

Does financial services face 2023 'regulatory aftershock'?

'An almost never-ending smorgasbord of deadlines'

clock 07 March 2023 • 5 min read
FCA warns two people over 'reckless' DB transfer advice

Regulation

FCA warns two people over 'reckless' DB transfer advice

Transfers happened between October 2015 and July 2016

clock 07 March 2023 • 2 min read
Why the FCA should focus on halting fraud not reviewing advice

Regulation

Why the FCA should focus on halting fraud not reviewing advice

Education is the key to stamping out financial scams

clock 07 March 2023 • 3 min read
FOS consults on changes to business-specific complaints data

Regulation

FOS consults on changes to business-specific complaints data

Proposals designed to incentivise firms to settle proactively

clock 06 March 2023 • 2 min read
PIMFA and Aegon warn FCA 'core' advice proposals need work

Regulation

PIMFA and Aegon warn FCA 'core' advice proposals need work

FCA consultation on the issue closed this week

clock 01 March 2023 • 3 min read
ERC publishes Consumer Duty compliance guide   

Regulation

ERC publishes Consumer Duty compliance guide   

Support for member providers and adviser firms

clock 01 March 2023 • 2 min read
Consumer Duty defended following minister's comments

Regulation

Consumer Duty defended following minister's comments

Not-for-profit TISA labels the regulation a 'worthwhile initiative'

clock 28 February 2023 • 1 min read
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