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Regulation

FCA's Pritchard: We need open debate about crypto risks

Regulation

FCA's Pritchard: We need open debate about crypto risks

Sarah Pritchard calls for open crypto debate about risk and regulation limits

clock 26 April 2023 • 2 min read
FCA orders WealthTek to cease operations over 'serious' issues

Regulation

FCA orders WealthTek to cease operations over 'serious' issues

A man aged 48 has been arrested by Northumbria Police

clock 06 April 2023 • 1 min read
FCA consults on fees of £94m for advisers to fork out in 2023/24

Regulation

FCA consults on fees of £94m for advisers to fork out in 2023/24

Consultation opens today as regulator publishes its latest business plan

clock 05 April 2023 • 1 min read
FCA takes data-led approach to help cut financial crime

Regulation

FCA takes data-led approach to help cut financial crime

Improved cross-organisational response to financial crime and fraud

clock 05 April 2023 • 3 min read
FCA must improve information disclosure, commissioner says

Regulation

FCA must improve information disclosure, commissioner says

Complaint upheld despite late evidence favouring the regulator

clock 04 April 2023 • 5 min read
FOS confirms temporary change to business-specific complaints data

Regulation

FOS confirms temporary change to business-specific complaints data

Changes designed to incentivise firms to settle proactively

clock 03 April 2023 • 2 min read
Bank of England and FCA launch consultation on SM&CR

Regulation

Bank of England and FCA launch consultation on SM&CR

Consultation is a part of the Edinburgh Reforms

clock 30 March 2023 • 2 min read
FCA sets out plans to streamline legal work in single department

Regulation

FCA sets out plans to streamline legal work in single department

Headed up by general counsel Stephen Braviner-Roman

clock 23 March 2023 • 1 min read
FCA restricts advice business after engagement failures

Regulation

FCA restricts advice business after engagement failures

Independently East bank accounts frozen and permissions cancelled

clock 23 March 2023 • 2 min read
TPO orders AJ Bell to compensate client after £10k transfer error

Regulation

TPO orders AJ Bell to compensate client after £10k transfer error

Client had requested a full cash transfer from Nucleus to AJ Bell

clock 22 March 2023 • 2 min read
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