What changes to the FCA's Financial Crime Guide mean for IFAs

Much-needed support and guidance to adviser firms

clock • 3 min read

Lawyer Ben Cooper explains what planned changes to the regulator's Financial Crime Guide mean for advisory businesses...

Financial crime continues to cause enormous harm across the globe including here in the UK. The methods used by the criminals are changing rapidly and growing in complexity, not least given the ongoing transformation of the financial services industry and the disruption caused by new technology, changing customer expectations, and the highly complex geopolitical landscape. The UK government, regulators, and law enforcement agencies have doubled down on their commitment to tackling the issue. Last month, the Financial Conduct Authority (FCA) announced it is consulting on proposed changes ...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA backs artificial intelligence with live testing service

FCA backs artificial intelligence with live testing service

Wants AI to keep the UK competitive

clock 29 April 2025 • 2 min read
FCA to cut red tape for investment firms in bid to streamline regulation

FCA to cut red tape for investment firms in bid to streamline regulation

Volume of legal text cut by 70%

Linus Uhlig
clock 24 April 2025 • 2 min read
Zero cases of non-financial misconduct opened by FCA in two years

Zero cases of non-financial misconduct opened by FCA in two years

A Freedom of Information request has found

Cristian Angeloni
clock 22 April 2025 • 3 min read