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Regulation

Polluter pays: Three things for and against FCA plans

Regulation

Polluter pays: Three things for and against FCA plans

'Regulator is to be congratulated for grasping the nettle'

clock 13 December 2023 • 5 min read
Goodbye guidance: A new shape for advice and client support

Regulation

Goodbye guidance: A new shape for advice and client support

'At just 62 pages it's a mere novella compared to most of the watchdog's output'

clock 12 December 2023 • 8 min read
Positive change: Assessing the regulator's SDR policy statement

Regulation

Positive change: Assessing the regulator's SDR policy statement

The FCA has introduced a 70% minimum threshold across all labels

clock 11 December 2023 • 5 min read
Advice firm Holborn Assets under FSCS investigation

Regulation

Advice firm Holborn Assets under FSCS investigation

Advisory firm went into administration in October this year

clock 06 December 2023 • 1 min read
FOS to cut case fee costs and levy bill by £60m next year

Regulation

FOS to cut case fee costs and levy bill by £60m next year

Latest plan and budget published by financial complaints body

clock 06 December 2023 • 3 min read
'Targeted, intrusive and assertive': The FCA's new pro-active approach

Regulation

'Targeted, intrusive and assertive': The FCA's new pro-active approach

Latest Dear CEO letter from regulator speaks volumes

clock 04 December 2023 • 4 min read
SDR has consumer at its heart but adviser role is now key

Regulation

SDR has consumer at its heart but adviser role is now key

Next stages for the regulator

clock 29 November 2023 • 3 min read
FCA's 'polluter pays' consultation: 'Wary' IFAs raise questions

Regulation

FCA's 'polluter pays' consultation: 'Wary' IFAs raise questions

Small advice firms may not get ‘outcome they desire’

clock 29 November 2023 • 7 min read
'Hardened' PII market could thaw under FCA capital redress plans

Regulation

'Hardened' PII market could thaw under FCA capital redress plans

‘Polluter pays’ redress model could improve adviser PPI access

clock 29 November 2023 • 3 min read
FCA proposes 'polluter pays' investment advice redress framework

Regulation

FCA proposes 'polluter pays' investment advice redress framework

Investment advisers that give bad advice to hold capital for redress

clock 29 November 2023 • 3 min read
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