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Regulation

Labour backs FCA's advice/guidance boundary review

Regulation

Labour backs FCA's advice/guidance boundary review

The party recognises the importance of closing the advice gap

clock 31 January 2024 • 1 min read
Final DB scheme funding regulations confirmed by the DWP

Regulation

Final DB scheme funding regulations confirmed by the DWP

'It is particularly important that funding standards are crystal clear'

clock 29 January 2024 • 1 min read
Adviser fintech partners with Consumer Duty specialist

Regulation

Adviser fintech partners with Consumer Duty specialist

To help funds industry avoid regulatory penalties

clock 23 January 2024 • 1 min read
A new approach to regulation? Three ways the regulator is changing

Regulation

A new approach to regulation? Three ways the regulator is changing

Three evolving areas of regulation advisers must be aware of

clock 19 January 2024 • 6 min read
FSCS declares Niche IFA failed after British Steel claim upheld

Regulation

FSCS declares Niche IFA failed after British Steel claim upheld

FSCS says Niche IFA has 175 British Steel complaints against it

clock 18 January 2024 • 1 min read
FCA bans adviser Paul Ulliott over handling stolen goods

Regulation

FCA bans adviser Paul Ulliott over handling stolen goods

Goods included silver tankards, swan candlesticks, and sterling silver salt

clock 16 January 2024 • 1 min read
The Pensions Regulator staff launch fresh round of strike action over pay

Regulation

The Pensions Regulator staff launch fresh round of strike action over pay

Regulator ‘disappointed’ as PCS union members begin fresh strike today

clock 11 January 2024 • 2 min read
Christmas adverts and parrots: How to fix the advice gap

Regulation

Christmas adverts and parrots: How to fix the advice gap

The regulator 'willing to listen' on advice/guidance review

clock 20 December 2023 • 4 min read
Ever-increasing RegData reporting requirements for financial advisers

Regulation

Ever-increasing RegData reporting requirements for financial advisers

'We are now dealing with a ‘data-led' regulator'

clock 20 December 2023 • 4 min read
Why 'polluter pays' could be final straw for DB transfer advice

Regulation

Why 'polluter pays' could be final straw for DB transfer advice

Are the reforms the straw the broke the camel's back?

clock 13 December 2023 • 3 min read
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