Protection

The Openwork Partnership on Consumer Duty implementation

Regulation

The Openwork Partnership on Consumer Duty implementation

‘It is our priority that partners understand what the changes are’

clock 01 November 2022 • 2 min read
FCA under MP pressure to face consumer negligence claims

Regulation

FCA under MP pressure to face consumer negligence claims

The FCA's immunity from civil claims dates back to 20 years ago

clock 31 October 2022 • 1 min read
PM to press ahead with 'intervention power' over financial regulators

Markets

PM to press ahead with 'intervention power' over financial regulators

The Treasury confirmed its intention to bring forward the amendment

clock 31 October 2022 • 2 min read
Hull-based advice firm declared in default by the FSCS

Regulation

Hull-based advice firm declared in default by the FSCS

Unsecured creditors were 'estimated at £10,199’

clock 27 October 2022 • 1 min read
FCA seeks views on the competition impacts of big tech on industry

Regulation

FCA seeks views on the competition impacts of big tech on industry

Regulator finds big tech firms could pose competition risks

clock 25 October 2022 • 2 min read
Link Fund Solutions up for sale amid FCA Woodford investigation

Regulation

Link Fund Solutions up for sale amid FCA Woodford investigation

FCA issued Link Fund Solutions with a draft warning notice last month

clock 21 October 2022 • 1 min read
IFA with seven claims declared in default by the FSCS

Regulation

IFA with seven claims declared in default by the FSCS

The firm has unsecured creditors in the sum of around £149.6k

clock 21 October 2022 • 1 min read
FCA/FOS intervention complaint circled back by commissioner

Regulation

FCA/FOS intervention complaint circled back by commissioner

Complaints Commissioner says the FCA must do its own investigation

clock 21 October 2022 • 2 min read
Consumer Duty to drive protection focus despite adviser ambivalence

Protection

Consumer Duty to drive protection focus despite adviser ambivalence

New report shows low levels of IFA engagement around protection

clock 21 October 2022 • 1 min read
'Sunny day fund' could be used by advisers for income protection

Protection

'Sunny day fund' could be used by advisers for income protection

SK Wealth Solutions says advisers can take a different view of client funds

clock 20 October 2022 • 2 min read
Most read
01

Industry Voice: RLAM's approach to Net zero engagement

01 December 2022 • 1 min read
02

FCA moves to create simplified financial advice regime

30 November 2022 • 7 min read
03

FCA removes 30-minute time requirement for structured CPD activities

30 November 2022 • 2 min read
04

Industry concerned FCA 'prefers' BSPS victims are 'undercompensated'

02 December 2022 • 5 min read
05

'No change here': Advisers react to FCA's simplified advice regime

30 November 2022 • 3 min read