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TCF

Regulation

Fair and square

As advisers get to grips with the principles-led legislation of TCF Kristen Paech takes a look at the challenges they have to face

clock 01 June 2007 •

TCF

Question: To what extent have advisers and providers embraced TCF principles?

Each month, we ask our industry to answer one big question!

clock 01 June 2007 •

Your profession

FSA to intensify focus on failing TCF firms

The FSA says it is disappointed in the "sizeable" number of firms that failed to meet its March TCF deadline - and warns it will now intensify its focus on them.

clock 08 May 2007 •

Your profession

FSA publishes TCF web pages

The Financial Services Authority has published a set of web pages for small firms to help them understand the treating customers fairly initiative.

clock 18 December 2006 •

Your profession

TCF progress 'difficult to measure', says FSA

The Financial Services Authority has recognised measuring the progress of the 'treating customers fairly' initiative will be difficult for firms and the regulator itself.

clock 08 November 2006 •

TCF

FSA decries lack of TCF progress

viewpoint

clock 01 September 2006 •

TCF

IFAs outraged as FSA's mystery shoppingreport 'leaves consumers in the dark'

FSA report

clock 01 August 2006 •

TCF

Handle with care

treating customers fairly

clock 01 May 2006 •

Your profession

IFAs must inform FSA about TCF progress

IFAs must address their shortcomings on Treating Customers Fairly (TCF) promptly and inform the Financial Services Authority (FSA) of their progress, according to Clive Briault, FSA managing director of retail markets.

clock 05 October 2005 •
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