FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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Expanding the 'regulatory perimeter'
Forcing KIID and prospectus changes
Launches review into liquidity
After criticism from UK regulators
‘No reliable basis for valuation’
After Woodford fund suspension
Changes to regulation needed
Calls for change across government, regulation and industry
Scope for change post-Brexit
Two breaches of 10% limit last year
02 August 2019
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2 min read
