The Financial Conduct Authority (FCA) has written to fund managers to outline the “key risks of harm” that their businesses pose to their customers.
In a letter seen by PA's sister title Investment Week, the FCA has detailed a list of key risks including Authorised Corporate Director (ACD) conflicts of interest, liquidity mismatches and poor governance....
RICS to remove MUC guidance
Football fans vulnerable
Not including survey
PIMFA Virtual Fest
Upcoming regulatory work
American-style capital protection barriers largely to blame
Professionals from across personal finance sectors have deemed the potential Royal London and LV= merger to be a “powerful opportunity,” but one that is “bound to be complicated”.
To offer multiple products
Merger talks between mutuals, savings are dead and locked down finances - here's our weekly heads-up on the financial stories that may have caught your clients' attention over the weekend...