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Regulator temporarily softens 10% drop notification rule for coronavirus crisis

Three guidelines to follow

Regulator temporarily softens 10% drop notification rule for coronavirus crisis
  • Tom Ellis
  • Tom Ellis
  • @tellisthenews
  • 01 April 2020
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The Financial Conduct Authority (FCA) has attempted to provide some clarity to financial advisers and others in the retail investment value chain over the 10% notification drop rule.

Firms providing portfolio management services or holding client accounts have had to notify clients of 10% market drops since the Markets in Financial Instruments Directive II (MiFID II) came into effect...

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