The Financial Conduct Authority (FCA) has attempted to provide some clarity to financial advisers and others in the retail investment value chain over the 10% notification drop rule.
Firms providing portfolio management services or holding client accounts have had to notify clients of 10% market drops since the Markets in Financial Instruments Directive II (MiFID II) came into effect...
Follows Lord Hill listing recommendations
Helping firms 'get ahead' under SFDR
Hill report calls for cut in free float to 15%
Expected by Q2 2021
Rolls-Royce to cut 9,000 jobs
1.6% uptick in construction sector
Looking to triple size of advice business
Latest acquisition expands presence in Leicester and London
Ameriprise Financial strikes £615m deal
Challenging embedded thinking