Regulation

Regulation

Funds industry set for fresh regulatory wave amid questions of 'systematic importance'

Sector unlikely to be cause of any impending financial crisis

clock 21 April 2020 • 4 min read

Regulation

FCA compromise on 10% drop notifications contains 'unnecessary' catch

Advisers critical

clock 01 April 2020 • 4 min read

Regulation

Regulator temporarily softens 10% drop notification rule for coronavirus crisis

Three guidelines to follow

clock 01 April 2020 • 1 min read

Regulation

Will advisers dip into their capital adequacy buffers?

Mixed views

clock 27 March 2020 • 3 min read

Regulation

FCA moves to delay consultation responses amid coronavirus outbreak

Response time pushed back to October

clock 17 March 2020 • 2 min read

Regulation

One in six ambulance chasers failed to get FCA authorisation so far

Still processing 590 applications

clock 06 March 2020 • 2 min read

Regulation

FSCS forks out £2.7m to 135 LCF customers

In relation to 151 bonds

clock 17 February 2020 • 2 min read

Regulation

FCA targets ACD 'conflict of interest' in letter to fund managers

Concerns surrounding risk management

clock 23 January 2020 • 2 min read

Investment

FCA raised concerns with ACDs twice before Woodford collapse

Kept details private

clock 16 January 2020 • 2 min read

Regulation

FCA fines Henderson £1.9m for overcharging clients in 'closet trackers'

More than 4,500 retail investors affected

clock 20 November 2019 • 2 min read