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Regulation

Regulation

Budget wishlist: What advisers want from the Chancellor

What do advisers want from this year's Budget?

clock 14 March 2014 •

Regulation

Arrest in FCA and police boiler room probe

A 21-year-old has been arrested and interviewed as part of a Financial Conduct Authority (FCA) investigation into boiler room fraud.

clock 13 March 2014 •

Regulation

Clone firm scammers target BlackRock

Cold-calling fraudsters are contacting investors claiming they represent global fund management group BlackRock by using the name of a real-life portfolio manager to legitimise their scam.

clock 13 March 2014 •

Regulation

Arch Cru firm Coull Money declared in default

An advisory firm which attempted to spearhead an IFA-led judicial review into the fairness of an Arch Cru compensation offer has been declared in default.

clock 12 March 2014 •

Investment

FSCS Keydata legal battle faces delay after PII payout

The Financial Services Compensation Scheme's (FSCS) pursuit of IFAs who it alleges mis-sold Keydata products has been delayed after the scheme reached settlement deals with some of the firms' professional indemnity (PI) insurers.

clock 11 March 2014 •

Regulation

Keith Richards: The little-known meeting that might just bring trust back

Keith Richards on the little-known meeting that might just bring trust back

clock 11 March 2014 •

Charging

Blog: Are we wasting our time simplifying fund costs?

Incisive Media editorial director Lawrence Gosling asks: Are we wasting our time trying to simplify fund costs?

clock 10 March 2014 •

Regulation

FSCS yet to reach verdict on Harlequin distributor

The Financial Services Compensation Scheme (FSCS) has said its investigation into the viability of investor claims against major Harlequin distributor TailorMade Independent is ongoing.

clock 10 March 2014 •

Regulation

Catalyst FSCS compensation imminent

The Financial Services Compensation Scheme (FSCS) will start inviting claims against Catalyst Investment group from investors in the ARM Asset Backed Securities life settlements fund by the end of March.

clock 07 March 2014 •

Investment Trusts

Alliance Trust builds presence in England as Scottish independence vote looms

Alliance Trust has begun to implement plans to relocate parts of the business to England, amid growing uncertainty caused by the upcoming referendum on Scottish independence.

clock 07 March 2014 •
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