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Regulation

Regulation

Business as usual? How the landmark FOS compensation ruling affects advisers

What does the landmark court case tell us about the Ombudsman?

clock 06 March 2014 •

Regulation

St James's Place to enter FTSE 100

St James's Place will enter the FTSE 100 index following the departure of engineering consultancy Amec and agribusiness Tate and Lyle.

clock 06 March 2014 •

Regulation

Aviva Investors took £130m hit from 'improper' bond trades

The "improper" allocation of trades in fixed income securities by two former employees cost Aviva Investors some £132m, it has announced.

clock 06 March 2014 •

Regulation

Banks pay £482m interest swap redress; hundreds of customers yet to opt-in

Banks have paid out a total of £482m in redress to those they have missold interest rate hedging products, figures from the Financial Conduct Authority (FCA) show.

clock 05 March 2014 •

Adviser tips

Why is this advice marked 'not clear'? Re-thinking compliance

Susan Jordan, director at consultancy The Phil Billingham Partnership, on why the world of compliance checking needs an overhaul...

clock 05 March 2014 •

Regulation

FOS complaints against networks and nationals drop

The number of complaints upheld against networks and nationals by the Financial Ombudsman Service (FOS) have dropped in the last half year, figures show.

clock 04 March 2014 •

Regulation

FCA uncovers bank sales incentive risks for investment and protection

All the major retail banks and most medium-sized and smaller firms have made "significant" changes to their sales incentive schemes, but concerns over enticements linked to bank investment and protection sales remain, the Financial Conduct Authority (FCA)...

clock 04 March 2014 •

Regulation

Regulation round-up: Pension charges; consumer rights and inducement rules

Our monthly update on the key regulatory events of the past few weeks

clock 28 February 2014 •

Wrap/platforms

Why platform due dilligence is not about the price tag

Price should be the last factor to consider when it comes to platform due diligence

clock 28 February 2014 •

Regulation

FCA cracks down on payday lenders with 'tough' consumer credit rules

New rules governing how payday lenders and debt management companies treat their customers have been brought in by the Financial Conduct Authority (FCA) today.

clock 28 February 2014 •
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