Regulation

The Channel Island Stock Exchange (CISX) has been fined £190,000 by its regulator for being "seriously at fault" in relation to possible "irregular trading" of the Arch Cru funds.

Ian Cooke, chief executive of network Best Practice IFA Group, has called on regulation to force asset managers to disclose their entire charges transparently.

An accountant has been sentenced to six years in prison after he was found guilty of running a £2.3m ‘Ponzi' scheme.

A financial adviser has been charged with 12 counts of fraud amounting to more than £1m.

Seven advice firms have been declared in default by the Financial Services Compensation Scheme (FSCS).

Investors who put money into failed life bond scheme Catalyst via their Standard Life self-invested personal pension (SIPP) have been told they have longer to wait before finding out if they are eligible for compensation.

A top regulatory lawyer has warned the Financial Conduct Authority (FCA) could eventually ban all forms of corporate entertainment for advisers by asset managers.

The Financial Conduct Authority (FCA) has charged the former treasurer and head of tax at supermarket giant Morrisons with insider dealing.

Simplified advice should not be restricted to those who have cleared their debts and had other ‘priority needs' met if the Financial Conduct Authority (FCA) is serious about closing the advice gap, according to a law firm.

Neil Woodford has criticised his own industry for charging customers too much and paying managers too high a price for tracker-style performance, in an interview with the BBC.