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Regulation

Regulation

Mattioli Woods: Stop squeezing alternative assets out of SIPPs

Self-invested personal pensions (SIPP) should not buckle under regulatory pressure to become plain vanilla share class wrappers as clients need diversification in their portfolios, Mattioli Woods has said.

clock 25 September 2015 •

Regulation

Arch cru and carbon credit advisers on FSCS' latest list of defaults

Carbon credit adviser Archer Bramley has been named as one of 28 investment and pensions firms declared in default by the Financial Services Compensation Scheme (FSCS) between May and August.

clock 24 September 2015 •

Investment

SEC proposes new fund liquidity rules on redemption fears

Regulators fear rush to the exit

clock 23 September 2015 •

Retirement

Guardian SIPP in talks with taxman over investor buyout of frozen funds

Guardian SIPP is in talks to allow investors trapped in troubled investments to buy their way out of paying mounting administration fees, and to have direct access to any money clawed back from the firms deemed liable for their losses.

clock 22 September 2015 •

Regulation

FCA Catalyst director ban rejected

The Financial Conduct Authority (FCA) has had its attempt to ban a director of failed investment firm Catalyst rejected.

clock 21 September 2015 •

Regulation

Harlequin seeks to annul court deal, asks investors to reinvest compensation

Troubled overseas property group Harlequin is encouraging investors to use compensation payouts to reinvest in its scheme - at the same time as it fights a settlement deal it reached with unhappy investors last year.

clock 16 September 2015 •

Regulation

Warning tax avoidance 'timebomb' could flood FSCS with bad advice claims

A tax avoidance advice 'timebomb' built up over a decade could send a "significant" number of new claims to the Financial Services Compensation Scheme (FSCS) now that the body has agreed to deal with similar cases, a firm representing unhappy clients...

clock 14 September 2015 •

Regulation

FSCS says advisers liable for Arck losses; invites claims

The Financial Services Compensation Scheme (FSCS) has determined that financial advisers are liable for investors' losses in £60m property investment scheme Arck and has begun inviting claims.

clock 11 September 2015 •

Regulation

Advisers call on FCA to limit direct provider contact with clients

Advisers are calling on regulators to introduce rules restricting the contact product providers can have with their clients.

clock 11 September 2015 •

Regulation

FSCS says tax claims relate to advice given in noughties

The Financial Services Compensation Scheme (FSCS) has said the 150 claims it is investigating against poor advice to invest in apparently tax efficient schemes relate to business written in the decade from 2000.

clock 11 September 2015 •
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