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Regulation

Regulation

FCA to include scam firms in relaunch of official register

The City regulators will launch a new Financial Services Register to make it easier to find information on those they regulate - including scam firms for the first time.

clock 04 September 2015 •

Regulation

Arck advice on trial as 'sophisticated investor only' FOS ruling upheld

Financial advisers who put ordinary investors' money into collapsed £60m property scheme Arck face an even greater struggle with complaints, after the Ombudsman upheld a ruling that the investment was likely to be suitable only for sophisticated clients....

clock 02 September 2015 •

Regulation

BlackRock acquires US robo-advice firm FutureAdvisor

Investment giant BlackRock has acquired US robo-advice business FutureAdvisor, through which it plans to reach out to the "mass affluent".

clock 27 August 2015 •

Regulation

Talking Heads: Should advisers include 'cost of regulation' in fees breakdown?

Should advisers include 'cost of regulation' in fees breakdown?

clock 21 August 2015 • 5 min read

Investment

Adviser protests force payday loan sales site into overhaul

A firm marketing hedge fund and pay day loan investments to the general public has bowed to pressure from financial advisers and pledged to overhaul its website after concerns the language it uses sets out to deceive potential investors.

clock 20 August 2015 •

Regulation

Lawyers side with FOS on low impact of complaints rule change

A recent rule change preventing the Financial Ombudsman Service (FOS) from dismissing complaints about investment performance outright will have little impact on the industry, according to lawyers and the FOS.

clock 19 August 2015 •

Regulation

Armchair Critic: Should RDR II resurrect the Man from the Pru?

Should RDR II resurrect the Man from the Pru?

clock 19 August 2015 •

Regulation

Former adviser jailed for six years over £350k scam of vulnerable clients

A former financial adviser has been jailed for six years for stealing hundreds of thousands of pounds from vulnerable clients - including more than £103,000 from a person with learning difficulties.

clock 18 August 2015 •

Regulation

FCA backs under-fire providers as Aegon latest accused of client poaching

Provider Aegon has been accused of poaching dozens of an adviser's clients but the Financial Conduct Authority (FCA) said the provider has broken no rules despite complaints from retirees.

clock 18 August 2015 •

Regulation

Half of advisers label FOS 'unfair'

Almost half of advisers believe the Financial Ombudsman Service (FOS) is unfair when adjudicating on advice cases, research suggests.

clock 17 August 2015 • 2 min read
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