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Professional Adviser

Professional Adviser

Articles by Professional Adviser

Is this subterfuge? The hidden appeal of Consumer Duty

Consumer Duty

Is this subterfuge? The hidden appeal of Consumer Duty

'Maybe this is what a black belt in bureaucracy looks like'

clock 16 April 2024 • 4 min read
Agile IT needed as rapid regulation change becomes the norm

Regulation

Agile IT needed as rapid regulation change becomes the norm

'Gone are the lengthy consultation and rule-setting cycles that often took several years'

clock 15 April 2024 • 6 min read
Leveling up the playing field when it comes to picking skilled persons

Regulation

Leveling up the playing field when it comes to picking skilled persons

Given the prerequisite for accuracy, a rigorous selection process is essential

clock 15 April 2024 • 4 min read
Why non-transparent managers are behind most failed acquisitions

Investment

Why non-transparent managers are behind most failed acquisitions

‘They don’t understand the importance of culture and cohesion’

clock 12 April 2024 • 3 min read
Schroders Personal Wealth five years on: Did it change the game?

Your profession

Schroders Personal Wealth five years on: Did it change the game?

'Perhaps more evolution that revolution in the market'

clock 12 April 2024 • 4 min read
How advisory firms can tackle evolving financial crime challenge

Technology

How advisory firms can tackle evolving financial crime challenge

Digital defences must adapt to preserve adviser market integrity

clock 11 April 2024 • 5 min read
A day at the races: Delving into the balance between luck and skill

Investment

A day at the races: Delving into the balance between luck and skill

‘If a fund manager is successful…are they simply lucky with their calls?’

clock 10 April 2024 • 4 min read
MPS Watchlist: Helping advisers navigate the sector

Multi-Asset

MPS Watchlist: Helping advisers navigate the sector

Professional Adviser analyses what Consumer Duty means for MPS

clock 10 April 2024 • 1 min read
How being clued up on conveyancing can help your clients

Tax-efficient Investing

How being clued up on conveyancing can help your clients

‘Clients get frustrated at being asked to provide the same information twice’

clock 09 April 2024 • 4 min read
The advice/guidance boundary review: More shades of grey?

Regulation

The advice/guidance boundary review: More shades of grey?

'The feedback to the FCA is clear: rules are preferred to guidance'

clock 09 April 2024 • 4 min read
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