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Author profile

Rahul Odedra

Articles by Rahul Odedra

Regulation

FSA: 'Time to put right' investment switching problems

The Financial Services Authority (FSA) today said it was "time to put right" problems it had identified with advisers switching client investments.

clock 04 April 2012 •

Regulation

Replacement business: Your guide to best practice

INVESTMENT

clock 04 April 2012 •

Regulation

FSA review flags concerns over firms' use of DFMs, DIFs and model portfolios

The Financial Services Authority (FSA) has expressed concerns about the quality of advice around firms' use of 'centralised' investment solutions after a thematic review flagged widespread failings at some firms.

clock 04 April 2012 •

Regulation

FSA asked to issue 'urgent' UCIS consultation

The Financial Services Authority (FSA) must issue a consultation paper on advisers' use of unregulated collective investment schemes (UCIS) as a matter of urgency, according to financial services consultancy Aim Two Three.

clock 04 April 2012 •

Your profession

Welsh IFA to carry Olympic Torch

An independent financial adviser in Wales has been chosen to carry the Olympic Torch through his village as it tours the United Kingdom ahead of the 2012 Games.

clock 04 April 2012 •

Regulation

FSA makes arrest in unauthorised forex trading scheme probe

The Financial Services Authority has arrested a 23-year-old man as part of an investigation into a suspected unauthorised foreign exchange trading scheme.

clock 03 April 2012 •

Regulation

JPM Cazenove's Hannam quits after FSA market abuse fine

Ian Hannam, the chairman of capital markets at JP Morgan Cazenove, is understood to have resigned today after the Financial Services Authority (FSA) indicated it would fine him £450,000 for market abuse.

clock 03 April 2012 •

Regulation

Worldspreads clients closer to FSCS compensation

Clients of troubled spreadbetting firm Worldspreads have moved a step closer to getting funds back through the Financial Services Compensation Scheme (FSCS) after administrators KPMG began sending out final statements.

clock 02 April 2012 •

ISAs

Five things your clients will call you about this week

FIVE THINGS

clock 02 April 2012 •

Investment

This week's news… condensed

CONDENSED NEWS

clock 30 March 2012 •
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