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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Investing in the profession

IFA to launch D2C service to meet client demand

An IFA is to launch a non-advised investment proposition alongside its fully advised service to allow clients to "dip in and out of advice as they please".

clock 04 February 2015 •

Regulation

FCA reporting system GABRIEL troubles continue

Problems with the Financial Conduct Authority's (FCA's) online regulatory reporting system GABRIEL have now persisted for a week, leaving firms struggling to input their data.

clock 03 February 2015 •

Investing in the profession

Ashcourt Rowan chief talks up 'scale' ahead of £97m Towry deal

The chief executive of national IFA Ashcourt Rowan has talked of the importance of scale in wealth management as the company awaits regulatory approval for a near-£100m takeover by Towry.

clock 03 February 2015 •

Regulation

MAS consumer contacts up 42% year on year

Money Advice Service (MAS) partnerships with financial services organisations are "coming to fruition" as "more people than ever" have turned to the service for help with their finances, chief executive Caroline Rookes has said.

clock 02 February 2015 •

Global

Two rogue traders found guilty of fraud

Two rogue traders were found guilty and have been sentenced to a combined nine years in prison for defrauding investors and operating a collective investment scheme without authorisation.

clock 02 February 2015 •

Investing in the profession

Succession snaps up £200m FUM with two new signings

Financial services firm consolidator Succession Advisory Services has signed two new advisers to its pool of members, adding £200m to its £10bn funds under management (FUM).

clock 02 February 2015 •

Critical Illness

Death of a sales aid: How advisers interact with the clients of today

How advisers interact with the clients of today

clock 30 January 2015 •

Wrap/platforms

SIPP provider to launch on-platform DFM panel

A self invested personal pension (SIPP) provider is to launch a panel of discretionary fund managers (DFM) on its platform in a bid to satisfy what it said is adviser demand.

clock 30 January 2015 •

Asset Allocation

Advisers asking 'wrong questions' in DFM due diligence

Advisers are not asking the right questions when doing due diligence on discretionary fund managers (DFM), one such firm has said, in response to criticism it is "impossible" to compare their costs and services.

clock 29 January 2015 •

Your profession

Blog: It's time caveat emptor meant something

Isn't it time it meant something?

clock 28 January 2015 •
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