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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Regulation

FCA to hold robo-advice exploration week

The Financial Conduct Authority (FCA) is set to explore how robo-advice could work within the current financial services landscape, as it expands a project encouraging innovation in the sector.

clock 31 July 2015 •

Regulation

#Awkward: Five times the FCA made no sense

Five times the FCA made no sense

clock 31 July 2015 •

Regulation

FCA hires supervision director to replace Tracey McDermott

The Financial Conduct Authority (FCA) has appointed a new director of supervision to replace Tracey McDermott who will step up to acting CEO in September.

clock 30 July 2015 •

Regulation

TISA to hammer out clear MiFID II guidelines

Financial services lobby group TISA has vowed to bring clarity to what the incoming European legislation Markets in Financial Instruments Directive (MiFID II) will mean for advisers and providers.

clock 30 July 2015 •

Regulation

Adviser anger sparks FOS 'no confidence' petition to Parliament

An adviser has started a petition to Parliament calling for a vote of no confidence in the Financial Ombudsman Service (FOS) and for it to be brought under the remit of common law.

clock 29 July 2015 •

Regulation

IFA creates robo-adviser to serve clients' 'simpler needs'

A small IFA firm has used its love of social media to create an automated financial advice service for those priced out and cut-off from traditional advice.

clock 29 July 2015 •

Your profession

Three things clients may call you about this week...

Our weekly heads-up on the stories that may have caught your clients' attention over the weekend...

clock 27 July 2015 •

Your profession

AFH Financial buys two IFAs for £1.1m

IFA consolidator AFH Financial has bought Quest Financial Management and Phoenix Independent Financial Services for a combined £1.1m.

clock 27 July 2015 •

Regulation

FCA splits advice from guidance in new complaints rules

The Financial Conduct Authority (FCA) has for the first time distinguished between advice and guidance in the way it records complaints.

clock 23 July 2015 •

Your profession

Lloyds Bank director elected new CII president

Director at Lloyds Banking Group Robert Fletcher has been elected as the Chartered Insurance Institute's (CII) new president.

clock 23 July 2015 •
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