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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Regulation

Royal London chief warns of 'real risk' to saving under ISA-style pensions

Saving levels could fall significantly if the government implements a tax change to pensions which would see them treated like ISAs, the chief executive of provider Royal London has warned.

clock 18 August 2015 •

Your profession

Adviser noticeboard: Post-it note size stuff for IFAs

Post-it note size stuff for IFAs and paraplanners

clock 17 August 2015 • 2 min read

Regulation

FOS upholds Sesame £21k annuity complaint but sides with firm

The Financial Ombudsman Service (FOS) has upheld a complaint against Sesame about unsuitable annuity advice, but refused to side with the complainant about the redress due.

clock 14 August 2015 •

Your profession

IFP-CISI deal could see launch of Level 4 financial planning qualification

A merger between the Institute of Financial Planning (IFP) and Chartered Institute for Securities & Investment (CISI) could see the launch of a QCF Level 4 financial planning qualification.

clock 14 August 2015 •

Your profession

CII removes exam on senior management qualification

The Chartered Insurance Institute (CII) has removed the requirement to sit an exam on its senior management qualification for financial planners (AF6).

clock 13 August 2015 •

Your profession

Steve Webb joins Royal London as policy director

Former pensions minister Steve Webb has joined Royal London as director of policy and external communications.

clock 12 August 2015 •

Your profession

Sanlam nets £150m in assets from Chartered firm buyout

The wealth planning arm of Sanlam UK has acquired the client bank of Chartered financial planning firm FA Watts Investment Managers.

clock 11 August 2015 •

Regulation

Concern as IFP confirms 'easy' route to Chartered with CISI merger

Advisers have expressed concerns over plans to permit Certified Financial Planners to add the Chartered Wealth Manager designation by taking an online ethics exam, should a proposed merger between the Institute of Financial Planning (IFP) and Chartered...

clock 11 August 2015 •

Regulation

Beware 'tremendous herding', Rathbone's Mike Webb warns advisers

Rathbone Unit Trust Management chief executive Mike Webb has urged advisers to consider the sustainability of fund performance when doing their due diligence, as he warned there is "still too much herding" going on in the market.

clock 11 August 2015 •

Estate planning

Ombudsman throws out Hargreaves Lansdown death benefits claim

The Pensions Ombudsman has thrown out a claim against Hargreaves Lansdown over a delay in death benefits payments, saying the firm acted in a way that was "justified" and "not unreasonable".

clock 11 August 2015 •
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