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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Regulation

FCA cuts back direct firm control in supervision overhaul

The Financial Conduct Authority (FCA) has outlined details of its new supervision strategy, including dropping some firms' individual supervisors.

clock 18 September 2015 •

Wrap/platforms

Standard Life urges advisers to check platform deals to dodge 'zombies'

Standard Life said advisers need to act to avoid being trapped in dying platform partnerships, as it predicted the market will shrink to a handful of providers.

clock 18 September 2015 •

Regulation

IFA launches pension transfer service for rival advisers' clients

IFA PQR Financial Planning has launched a pension transfer advice service for clients of advisers who are reluctant or unable to carry out the business.

clock 18 September 2015 •

Your profession

Providers' advice dilemma - to buy or not to buy?

Should product providers and asset managers enter the advice market?

clock 17 September 2015 •

Regulation

FCA: We understand advisers' concerns about simplified advice liability

The regulator has said it understands advisers' concerns about their liability for simplified advice, saying it has made the issue a core part of the Financial Advice Market Review (FAMR).

clock 16 September 2015 •

Regulation

FCA will spurn consumer body call to rate firms - lawyer

The regulator is likely to shrug off calls from the Financial Services Consumer Panel (FSCP) to create a quality rating for firms, on the grounds it does not have the resources to take on the burden, a law firm has said.

clock 16 September 2015 •

Your profession

Attivo makes seventh IFA acquisition of the year

Adviser consolidator Attivo has acquired its seventh firm this year with 180-active-client IFA C R Toogood Financial Planning.

clock 15 September 2015 •

Pensions

Zurich joins calls to protect 'most powerful incentive' to saving

Tax relief at the point of retirement saving is the most powerful way to get people to create a later life nest egg, according to Zurich, making it the latest provider to come out against the government's plans to treat pensions like ISAs.

clock 14 September 2015 •

Regulation

Warning tax avoidance 'timebomb' could flood FSCS with bad advice claims

A tax avoidance advice 'timebomb' built up over a decade could send a "significant" number of new claims to the Financial Services Compensation Scheme (FSCS) now that the body has agreed to deal with similar cases, a firm representing unhappy clients...

clock 14 September 2015 •

Regulation

Concern ISA-pension merger would harm savings culture

Government plans to merge ISAs and pensions would harm retirement saving and mean more retirees run out of money, Axa Wealth head of retirement planning Andy Zanelli has warned.

clock 14 September 2015 •
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