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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Regulation

Adviser numbers up 5%, official figures show

The number of financial advisers operating in the UK has increased 5% in the last year as the industry edges closer to pre-Retail Distribution Review (RDR) levels, according to the latest data.

clock 18 November 2015 •

Regulation

Entrepreneurs' tax relief could face reform in Autumn Statement

A tax giveaway for entrepreneurs selling their businesses could be up for reform in November's Autumn Statement, tax professionals have warned.

clock 18 November 2015 •

Regulation

MAS directory prompts 9,000 to seek out advisers

Over 9,000 people have clicked on an adviser's contact details after using the Money Advice Service's (MAS) adviser directory.

clock 13 November 2015 •

Companies

Intrinsic CEO Richard Freeman to step down

The chief executive of Old Mutual Wealth's adviser network Intrinsic, Richard Freeman, is to step down.

clock 12 November 2015 •

Regulation

FCA: 'Culture is in danger of becoming a buzz term'

Firms' culture is in danger of becoming merely regulatory and "yet another catchphrase" if they fail to see beyond their systems and controls, the Financial Conduct Authority's (FCA) new director of enforcement and market oversight has said.

clock 12 November 2015 •

Regulation

FCA sets aside £400k for FAMR staff cost

The Financial Conduct Authority (FCA) has set aside £400,000 to cover the man hours it expects to spend on its joint work with the Treasury, the Financial Advice Market Review (FAMR).

clock 11 November 2015 •

Your profession

Food banks to offer financial guidance

Food banks will roll out a money and debt guidance service to consumers funded by a donation from MoneySavingExpert founder Martin Lewis.

clock 02 November 2015 •

Regulation

Santander makes £43m provision for investment advice claims

Santander has set aside £43m to cover claims relating to the sale of wealth and investment products after the bank was fined by the regulator for advice failings.

clock 29 October 2015 •

Regulation

Consumer Panel raises doubt over FCA investor protection

The effectiveness of the Financial Conduct Authority's (FCA) consumer protection agenda has been called into question after it was suggested firms were looking for ways around the rules.

clock 29 October 2015 •

Companies

Aviva: Friends Life deal 'everything we expected it to be'

Third quarter figures offer evidence of turnaround, says Aviva chief

clock 29 October 2015 •
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