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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Regulation

FCA writes to advised Arch Cru clients over low redress opt-ins

The Financial Conduct Authority (FCA) is writing to clients of advisers who reported a below average opt-in rate for its Arch Cru redress scheme - to ask if they believe they had been properly informed.

clock 30 October 2013 •

Regulation

FOS kicks off £200k review of its role and reach

The Financial Ombudsman Service (FOS) has hired trend forecaster the Future Foundation to conduct a review of the ombudsman's role in the changing world of financial services.

clock 30 October 2013 •

Regulation

Name and shame: The true cost of FCA warning notices

NAME & SHAME

clock 29 October 2013 •

Regulation

Advisers face another FSCS interim levy after Catalyst/ARM failure

The Financial Services Compensation Scheme (FSCS) has said it expects to raise a supplementary levy on investment advisers before the end of the current levy year, to make up for losses incurred by the failings of ARM bonds and their distributor Catalyst....

clock 29 October 2013 •

Regulation

Former adviser found guilty of giving unauthorised advice

A former adviser and his business partner were found guilty of six charges in relation to giving unauthorised advice and concealing facts by a court on Thursday.

clock 25 October 2013 •

Your profession

Zurich reshuffles senior corporate business team; hires ex-Aegon COO

Zurich has created two new management roles in its UK life business to "take full advantage of significant market opportunities" and has hired former chief operating officer of Aegon employee benefits Iain Black.

clock 25 October 2013 •

Investment

Standard Life and Barnett Waddingham launch AE solution for SMEs

Standard Life has teamed up with Barnett Waddingham to launch a 'consultancy light' auto enrolment (AE) solution for small and medium sized businesses.

clock 25 October 2013 •

Regulation

Wheatley to firms: Just following the rules is not good enough

The regulator is moving away from an over-reliance on static rules and regulations to a "good judgement" approach, and expects the industry to follow suit, Martin Wheatley has said.

clock 24 October 2013 •

Regulation

FSCS ups Keydata payouts after more Lifemark recoveries

The Financial Services Compensation Scheme (FSCS) is expecting to make further payments to Keydata investors from Lifemark recoveries after reviewing the case.

clock 24 October 2013 •

Investing in the profession

AFH Financial raises further £500k for acquisitions

Listed IFA AFH Financial has raised a further £500,000 from private investors for acquisitions, although the firm says it has got not targets in mind.

clock 23 October 2013 •
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