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Tom Ellis

Tom Ellis

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Articles by Tom Ellis

Wrap/platforms

A year in platforms: IPOs, PROD and, of course, the 'R' word

10 key platform stories from 2018

clock 28 December 2018 • 3 min read

Your profession

Three moments in 2018 that changed advice forever

New entrants, MiFID II and SIPPs

clock 27 December 2018 • 2 min read

Regulation

FCA sexual misconduct and discrimination complaints increase three-fold in 2018

Regulator fears ‘re-emergence of cosy boys’ clubs and men-only networks’

clock 20 December 2018 • 3 min read

Wrap/platforms

Aegon to finish compensating Cofunds re-platforming clients this week

'Work still to be done on platform'

clock 20 December 2018 • 2 min read

Wrap/platforms

Platform views: Fail to plan and you plan to fail

Mitigating re-platforming issues

clock 19 December 2018 • 4 min read

Companies

Benchmark buys 49% stake in fund ratings and research firm RSMR

'Team will remain unchanged'

clock 19 December 2018 • 1 min read

Regulation

'Gender diversity in firms has not shifted much' - FCA's Woolard

'Core part of firm assessment'

clock 19 December 2018 • 1 min read

Regulation

FOS expects investment and pension complaints to steady

14,500 new complaints forecast

clock 17 December 2018 • 1 min read

Regulation

FCA appoints five to Competition Decisions Committee

Appointed by FCA and PSR boards

clock 14 December 2018 • 1 min read

Individual Protection

DWP completes Universal Credit roll out to UK

‘Call to action for mortgage advisers’

clock 13 December 2018 • 1 min read