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Author profile

Scott Sinclair

Scott Sinclair

Scott has been editor of Professional Adviser since 2010.

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Articles by Scott Sinclair

Regulation

FCA calls for examples of retrospective regulation

The Financial Conduct Authority (FCA) is seeking examples of occasions the industry suspects it may have applied its rules after the fact with the benefit of hindsight.

clock 21 August 2014 •

Investment

The case for collective DC... and other top Financial Library downloads

The case for collective DC... and other top downloads

clock 21 August 2014 •

Adviser tips

Mark Polson: The hell with strategy and 'big picture' - find what matters

The hell with strategy and 'big picture' - find what matters

clock 21 August 2014 •

Equities

Raymond James cements return to profit

Advisory and wrap business Raymond James Investment Services has consolidated its return to profit, generating almost £235,000 in 2013.

clock 21 August 2014 •

Your profession

IFP posts 'disappointing' £18k deficit despite rise in members

The Institute of Financial Planning (IFP) recorded a near-£18,000 deficit last year - its first loss in four years - despite an increase in members.

clock 20 August 2014 •

RDR

Aegon distances itself from executive's 'view' on advisers

Product provider Aegon has distanced itself from a view attributed to its head of marketing that advisers have been "disintermediated" and that its future lies in direct relationships with consumers.

clock 19 August 2014 •

Regulation

HSBC advisers took 15% commission for SIPP set ups

The scale of commissions taken by HSBC bank advisers for one-off pension transfer work has been revealed in a judgement delivered by the Financial Ombudsman Service (FOS).

clock 19 August 2014 •

Regulation

Brokers accuse FCA of lender bias

Brokers have called for Financial Conduct Authority (FCA) staff with more sector knowledge of the mortgage intermediary industry to stop undue lender influence on regulatory decisions.

clock 19 August 2014 •

Retirement

Ex-Aviva manager joins SimplyBiz to lead workplace solutions

Tom Nall has been appointed to the newly-created role of director of workplace solutions at support services firm SimplyBiz Group.

clock 19 August 2014 •

Wrap/platforms

Tech Review: Mark Polson explores Novia's Report Zone

Mark Polson explores Novia's Report Zone

clock 18 August 2014 • 5 min read
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