The Financial Conduct Authority (FCA) is seeking examples of occasions the industry suspects it may have applied its rules after the fact with the benefit of hindsight.
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The hell with strategy and 'big picture' - find what matters
Advisory and wrap business Raymond James Investment Services has consolidated its return to profit, generating almost £235,000 in 2013.
The Institute of Financial Planning (IFP) recorded a near-£18,000 deficit last year - its first loss in four years - despite an increase in members.
Product provider Aegon has distanced itself from a view attributed to its head of marketing that advisers have been "disintermediated" and that its future lies in direct relationships with consumers.
The scale of commissions taken by HSBC bank advisers for one-off pension transfer work has been revealed in a judgement delivered by the Financial Ombudsman Service (FOS).
Brokers have called for Financial Conduct Authority (FCA) staff with more sector knowledge of the mortgage intermediary industry to stop undue lender influence on regulatory decisions.
Tom Nall has been appointed to the newly-created role of director of workplace solutions at support services firm SimplyBiz Group.
Mark Polson explores Novia's Report Zone