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Author profile

Scott Sinclair

Scott Sinclair

Scott has been editor of Professional Adviser since 2010.

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Articles by Scott Sinclair

Your profession

Networks say FSA must help firms after AR advice concerns

The FSA must do more to help firms hit by the economic downturn, according to IFA network Tenet, after the regulator raised concerns about the quality of advice given by appointed representatives (ARs).

clock 03 March 2011 •

Regulation

Sesame: Five things to look for in a network

Sesame managing director Nick Kelly outlines the key things firms should look for in a network after the FSA yesterday said it had concerns over the network model.

clock 01 March 2011 •

Protection

ECJ ruling: The verdict from Sheilas' Wheels

Insurer Sheilas' Wheels reacts to today's ECJ ruling on gender...

clock 01 March 2011 •

Income

ECJ ruling: The impact on retirees

Ros Altmann says today's ruling is a "devastating" blow to people's hopes of a comfortable retirement.

clock 01 March 2011 •

Regulation

Networks warned on 'rapid expansion' ahead of RDR

The FSA is warning networks considering bulking up their appointed representative numbers ahead of 2012 to beware the "further strain" this will place on their compliance obligations.

clock 28 February 2011 •

Your profession

Towry receives 350 new investment complaints

Fee-based wealth adviser Towry EJ saw nearly 350 client complaints, almost exclusively investment-related, referred to the FOS in the second half of last year, figures show.

clock 28 February 2011 •

Regulation

FSA can shorten suspensions after rule change

Individuals fined and suspended by the FSA can now qualify for a shorter suspension as well as a reduced fine under changes made to its settlement discount scheme.

clock 28 February 2011 •

Your profession

This week's Movers & Shakers

Martin Jennings is to leave Axa, but he isn't the only one...

clock 25 February 2011 •

Your profession

CEOs demand immediate Keydata collapse probe

Some of the biggest names in financial services, including Cazenove CEO Andrew Ross and Peter Hargreaves, are calling for a "full and independent" inquiry into the collapse of Keydata to ensure similar failures are avoided in the future.

clock 25 February 2011 •

Your profession

Syndicate AM to focus 'exclusively' on wealth management

Asset manager Syndicate is to focus "exclusively" on wealth management and has sought shareholder approval to operate under the lead brand of its financial planning offshoot Ashcourt Rowan.

clock 25 February 2011 •
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