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UCIS

Regulation

Yorkshire Bank threatens to chase advisers over Arck redress claims

Yorkshire Bank has threatened advisers who sold failed property investment scheme Arck that it will pursue them for money if their clients make a claim for compensation against the bank.

clock 17 July 2014 •

Regulation

FCA to broker redress settlement for Connaught investors

The Financial Conduct Authority (FCA) is attempting to broker a redress deal for investors in the failed Connaught Series 1 fund.

clock 16 July 2014 •

Your profession

Chase de Vere appointed sole adviser to clients of new building society

National IFA Chase de Vere has teamed up with a newly launched building society to become the sole adviser to its clients.

clock 14 July 2014 • 1 min read

Regulation

Chase de Vere cuts losses; makes £4m UCIS provision

National IFA Chase de Vere managed to claw its way back towards the black last year, but has been forced to set aside millions to deal with complaints from unhappy clients.

clock 08 July 2014 • 2 min read

Regulation

SFO launches fraud probe into unregulated property scheme

The Serious Fraud Office is investigating an allegation of fraud against a number of investment funds operated by Stirling Mortimer Global Property fund.

clock 04 July 2014 • 2 min read

Regulation

FCA warns adviser over 'reckless' UCIS sales

The Financial Conduct Authority (FCA) has issued a warning notice to a director of an appointed representative (AR) firm for promoting and arranging unregulated collective investment schemes (UCIS) despite its network not allowing UCIS business.

clock 14 May 2014 •

Your profession

Tenet launches 'esoteric' products masterclasses for all advisers

Adviser support group Tenet is holding three investment master classes to help advisers understand alternative products such as venture capital trusts (VCTs) and enterprise investment schemes (EIS).

clock 04 April 2014 •

Regulation

Red flag: Advisers on handling influx of 'extraordinary' UCIS offers

When should advisers report unregulated investments to the FCA?

clock 27 February 2014 •

Tax Planning

Clients' VCT interest piqued but suitability questions remain

Do advisers think VCTs are a suitable option for their clients?

clock 19 February 2014 •

Regulation

The curious case of Benjamin Wilson: How an IFA uncovered a multi-million pound trading scandal

How an IFA uncovered a multi-million pound trading scandal

clock 14 February 2014 •
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