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TCF

Your profession

IFA performance rewards breaching TCF - Sants

FSA chief executive Hector Sants has warned against IFA firms using performance rewards, saying they could be breaching its treating customers fairly (TCF) principle.

clock 18 October 2007 •

Mortgages

Adviser firm hit by £10k FSA fine

The FSA has fined an adviser firm £10,500 for exposing consumers to the risk of being sold unsuitable equity release products.

clock 18 October 2007 •

Your profession

FSA gives firms more advertising freedom

The FSA has stripped detailed regulations from its investment product advertising rulebook.

clock 17 October 2007 •

Your profession

FSA to run surgeries for small firms

The FSA will run surgeries in northern England for IFAs next week.

clock 12 October 2007 •

Mortgages

AMI to help firms meet TCF deadline

The Association of Mortgage Intermediaries (AMI) has launched a campaign to help members meet the March deadline for complying with FSA rules on treating customers fairly (TCF).

clock 12 October 2007 •

Your profession

TCF - Networks Beware!

For years the network propaganda machines have always played down the fact that the clients (or client files) of member firms are actually ultimately owned by the network itself. Although this fact is always conveniently remembered when a member firm...

clock 11 October 2007 •

Mortgages

TCF warning on equity release for debt consolidation

Many people are being advised to use equity release before they retire in order to consolidate their debts in what could be a serious breach of TCF, warns Duncan Young, managing director of equity release provider Retirement Plus.

clock 08 October 2007 •

Your profession

ifs to hold free TCF briefing

The ifs School of Finance is to hold a free breakfast briefing to help financial and mortgage advisers comply with FSA principles on treating customers fairly.

clock 04 October 2007 •

uncategorised

Lenders give backing to TCF Info

TCF Info, an online resource supporting mortgage intermediaries in treating customers fairly (TCF), has today received the support of 18 additional mortgage lenders.

clock 02 October 2007 •

Your profession

FSA to visit small IFAs as deterrent to anti-TCF behaviour

The FSA will visit small IFA firms as a deterrent to anti-treating customers fairly (TCF) behaviour.

clock 02 October 2007 •
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