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structured products

Investment

Five things clients will call you about this week

FIVE THINGS

clock 22 October 2012 •

Wrap/platforms

Provider dismisses commission 'grab' concerns

Concerns about advisers piling into commission-paying products ahead of the Retail Distribution Review (RDR) have proven unfounded, according to the experience of one provider.

clock 17 October 2012 •

Structured Products

Barclays launches six on-platform structured products

Barclays has launched its latest round of FTSE autocall structured products with a number of platforms and self-invested personal pension (SIPP) providers.

clock 10 October 2012 •

Regulation

IFA group fined £58k for UCIS and struc prod sales failings

The Financial Services Authority (FSA) has fined IFA network Pi Financial £58,300 for advising its clients to invest in high risk products which were "clearly" unsuitable.

clock 20 September 2012 •

Structured Products

Interactive Financial Adviser: Structured Products

In the latest Interactive Financial Adviser debate, our panelists from Investec Structured Products and Morgan Stanley discussed Structured Products.

clock 12 September 2012 •

Regulation

UCIS ban: FSA clamps down on structured products

The Financial Services Authority (FSA) is proposing to ban the promotion of certain structured products as part of its wider effort to prevent the sale of unregulated collective investment schemes (UCIS) to retail investors.

clock 22 August 2012 •

Wrap/platforms

Cofunds to offer access to DFMs for first time

Cofunds is to provide its adviser users with access to a range of discretionary fund managers (DFMs) via the wrap for the first time.

clock 17 August 2012 •

Structured Products

How the RDR helped 'normalise' structured products

STRUC PRODS

clock 09 August 2012 •

Structured Products

Can a fee be justified on deposit-based structures?

In the latest Interactive Financial Adviser debate, our panelist from Investec Structured Products discusses structured products with Lawrence Gosling.

clock 17 July 2012 •

Your profession

Former Dunedin adviser takes on clients following collapse

A former adviser at Dunedin Independent, which recently went into administration, has taken over its assets and client bank.

clock 04 July 2012 •
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