Smarsh UK

Regulation

Supervising social media: Advisers need to keep 'compliance in mind'

Why advice firms need a social media compliance policy

clock 26 August 2015 •

Regulation

Tick box approach to social media compliance 'threatens financial firms'

Financial services firms are failing to properly monitor and record their social media activity leading to increased compliance risks, a study has found.

clock 17 July 2015 •

Regulation

Social media compliance: Lessons from across the pond

Lessons from across the pond

clock 05 June 2015 •

Your profession

Smarsh launches social media compliance guide for advisers

Smarsh has launched a series of tools to help financial advisers safely navigate social media following the regulator's final guidance.

clock 01 May 2015 •

Regulation

Keep it simple: Compliant social media strategies explained

Keep it simple: Compliant social media strategies explained

clock 19 March 2015 • 5 min read