SIPP

Your profession

Ombudsman SIPP complaints dip in Q3 but 63% upheld

Quarterly FOS complaints data

clock 03 March 2021 • 1 min read

Regulation

Advice firm Greystone under fire for multiple unregulated investment advice recommendations

Must compensate

clock 18 November 2020 • 3 min read

Pensions

SIPP complaints up 30% and more than half upheld in Q2 - FOS data

OPT complaints down

clock 09 November 2020 • 2 min read

Pensions

FSCS begins accepting claims against Guinness Mahon; already received 961 complaints

Entered administration in February

clock 29 October 2020 • 1 min read

Regulation

IFA directors banned by FCA for lying about wealth of Elysian Fuel investors

75 inaccurate declarations submitted

clock 12 October 2020 • 2 min read

Companies

Three-year-old advice firm fails after SIPP complaints

Failed in September

clock 01 October 2020 • 2 min read

Your profession

Midlands firm fails leaving almost 30 FSCS compensation claims

Lost permissions two years ago

clock 17 September 2020 • 1 min read

Investment

Glasgow IFA to compensate client over SIPP transfer and carbon credit investment

FOS decision

clock 08 September 2020 • 2 min read

Pensions

Adviser to compensate client over SIPP transfer advice to unregulated schemes

The Financial Ombudsman Service (FOS) has asked adviser firm The On-Line Partnership to compensate a client following unsuitable advice to transfer his pension to a self-invested personal pension (SIPP) and invest in unregulated schemes.

clock 28 August 2020 • 2 min read

Pensions

SJP compensates client following delayed pension transfer cancellation

Partly upheld

clock 19 August 2020 • 3 min read