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Sheldon Mills

Andrew Griffith raises concerns over FCA's Consumer Duty rules

Consumer Duty

Andrew Griffith raises concerns over FCA's Consumer Duty rules

Reports talk of his concern around the impact on the sector

clock 27 February 2023 • 1 min read
FCA warns: Act now on Consumer Duty ahead of rigid July deadline

Consumer Duty

FCA warns: Act now on Consumer Duty ahead of rigid July deadline

Sheldon Mills says 31 July deadline ‘will not be moved’

clock 22 February 2023 • 3 min read
FCA lays out Consumer Duty expectations for protection industry

Protection

FCA lays out Consumer Duty expectations for protection industry

Implementation expectations laid out in advance of the 31 July deadline

clock 06 February 2023 • 3 min read
FCA: Focus areas for firms implementing Consumer Duty

Regulation

FCA: Focus areas for firms implementing Consumer Duty

‘We recognise that some firms need to make significant changes’

clock 25 January 2023 • 4 min read
FCA to review funding class thresholds and compensation limits

Regulation

FCA to review funding class thresholds and compensation limits

Regulator announces next steps on improving compensation framework

clock 14 December 2022 • 2 min read
FCA seeks views on the competition impacts of big tech on industry

Regulation

FCA seeks views on the competition impacts of big tech on industry

Regulator finds big tech firms could pose competition risks

clock 25 October 2022 • 2 min read
FCA's Mills on adviser Consumer Duty requirements: 'Assessment is needed of that fair value exchange'

Regulation

FCA's Mills on adviser Consumer Duty requirements: 'Assessment is needed of that fair value exchange'

Value to customers

clock 27 July 2022 • 3 min read
FCA introduces CMCs fee cap

Regulation

FCA introduces CMCs fee cap

‘Changes could save consumers £9.6m a year’

clock 01 March 2022 • 2 min read
MPs grill regulators over future of financial services

Regulation

MPs grill regulators over future of financial services

Treasury Committee

clock 22 February 2022 • 3 min read
£250k paid to shareholders after BSPS adviser entered liquidation - now claims at FSCS's door

Your profession

£250k paid to shareholders after BSPS adviser entered liquidation - now claims at FSCS's door

Paid £250k to shareholders after voluntary liquidation

clock 26 January 2022 • 5 min read
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