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Sheldon Mills

FCA to launch protection commissions probe over competition concerns

Protection

FCA to launch protection commissions probe over competition concerns

Study will be launched later in 2024/25

clock 28 August 2024 • 1 min read
FCA's Mills: 'We will not stand in the way' of good businesses

Your profession

FCA's Mills: 'We will not stand in the way' of good businesses

'There is a need to act to address harm'

clock 01 August 2024 • 3 min read
Consumer Duty offers advisers 'a point of difference'

Consumer Duty

Consumer Duty offers advisers 'a point of difference'

‘They have the opportunity to engage with clients on a flexible basis’

clock 11 March 2024 • 3 min read
FCA on Consumer Duty: 'There are areas where firms could do better'

Consumer Duty

FCA on Consumer Duty: 'There are areas where firms could do better'

Many fair value assessments found to not be relying on solid data

clock 21 February 2024 • 3 min read
FCA clamps down on marketing of cryptoassets

Regulation

FCA clamps down on marketing of cryptoassets

Includes a 24-hour cooling-off period for first time investors

clock 08 June 2023 • 4 min read
FCA on hunt for 'a mindset change' with Consumer Duty

Consumer Duty

FCA on hunt for 'a mindset change' with Consumer Duty

The watchdog will be using its supervisory powers to enforce rules

clock 17 May 2023 • 1 min read
Consumer Duty: Clients need further education to invest

Consumer Duty

Consumer Duty: Clients need further education to invest

Spending more time educating clients on Consumer Duty would pay off

clock 11 May 2023 • 2 min read
Consumer Duty will help attract more clients, regulator tells firms

Consumer Duty

Consumer Duty will help attract more clients, regulator tells firms

Executive director of consumers and competition speaks on upcoming rules

clock 10 May 2023 • 1 min read
FCA: 'Expect robust action' with Consumer Duty supervision

Consumer Duty

FCA: 'Expect robust action' with Consumer Duty supervision

The watchdog has issued another warning on how it will discipline firms

clock 10 May 2023 • 1 min read
Consumer Duty: FCA finds some firms do not pass fair value test

Consumer Duty

Consumer Duty: FCA finds some firms do not pass fair value test

Firms not challenging themselves enough on “uncomfortable questions”

clock 10 May 2023 • 4 min read
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