SEC

FCA seeks services of third-party crypto analyst

Regulation

FCA seeks services of third-party crypto analyst

Tender offer worth £500,000

clock 24 November 2021 • 1 min read
The business case for diversity is clear - yet advisers are slow off the mark

Your Business

The business case for diversity is clear - yet advisers are slow off the mark

Diversity in advice sector 'poor'

clock 16 September 2021 • 6 min read
DWS rejects greenwashing allegations after SEC and BaFin launch probes

Investment

DWS rejects greenwashing allegations after SEC and BaFin launch probes

Former employee alleges malpractice

clock 27 August 2021 • 2 min read
More 'skin in the game'? interactive investor calls for US-style fund disclosure rules

Regulation

More 'skin in the game'? interactive investor calls for US-style fund disclosure rules

Overhaul of transparency guidance urged

clock 08 June 2021 • 3 min read
John Husselbee: Four core messages on passive investing

Multi-Asset

John Husselbee: Four core messages on passive investing

Nowhere to hide

clock 09 August 2019 •
Jim Rogers' fintech company set to launch AI-backed ETF of ETFs

ETFs

Jim Rogers' fintech company set to launch AI-backed ETF of ETFs

With ETF Managers Group

clock 20 June 2018 •
FCA moves to ban former Barclays Wealth director for 'reckless' misconduct

Regulation

FCA moves to ban former Barclays Wealth director for 'reckless' misconduct

He misled the firm's board

clock 14 September 2016 •

Investment

SEC proposes new fund liquidity rules on redemption fears

Regulators fear rush to the exit

clock 23 September 2015 •

Regulation

JP Morgan adviser charged with stealing $20m from clients

A former JP Morgan investment adviser has been accused of stealing at least $20m from clients and using the money to trade on his own account and to pay off his mortgage.

clock 17 April 2015 •

Economics / Markets

JP Morgan in bribery probe over Chinese staff

JP Morgan is facing accusations that it hired the children of influential Chinese officials to help the investment bank win business in China.

clock 19 August 2013 •
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